Upcoming Events
Feb
5
Join Our CEO on TRADEliance’s Bullet Point Panel Discussion: Trade Desk Surveillance
We are thrilled to announce that our CEO, Pravin Khanolkar, will participate as a featured panelist in an upcoming ‘Bullet Point Discussion’ hosted by TRADEliance, LLC. This engaging panel will focus on Trade Desk Surveillance and explore:
Applicable Rules: Understanding the regulatory landscape.
Enforcement Trends: Key developments and what they mean for your organization.
Best Practices: Practical strategies for maintaining compliance and enhancing operations.
Who Should Attend: Broker-dealers and investment advisors
Time: 12:00 pm Central
Location: Virtual