Automate personal securities transaction pre-clearance, blackout period enforcement, and Section 16 reporting. EQube gives compliance teams full visibility into employee trading activity.
Employee self-service pre-clearance request portal with real-time approval.
Automated blackout period enforcement and notification.
Restricted list integration to block trading in securities on watch lists.
Holding period enforcement for short-term trading policy compliance.
Section 16 reporting assistance for insiders and reporting persons.