Syndicate Engagement
A proactive approach towards syndicate deals.
Addresses today’s conscious efforts to protect investors and maintain market integrity.
EQube’s Syndicate Engagement module streamlines the various aspects of syndicate dealings. The system tracks deal information such as issuer information, compliance checklists, look-backs, and ongoing disclosures. The module also provides an easy and efficient means to manage and comply with regulators’ requests.
Features
Systematically captures deal information such as Issuer Information, Firm’s Relationship, Deal Participants, and Financials Detail
Ability to create deal participants based on their roles such as Banking, Research, and outside participants
Ability to create a financing timetable. This allows the creation of new working groups, establishes responsibilities, and schedules action plans
Integrates with Watch list and exception processing
Ability to track Filings Summary
Data analysis utilizing dashboards and charts
Captures IOI from sales and financial advisors
Secure compliant WORM data storage
And much more.
Contact Us
DbCom - EQube
Financial Technologies | Regulatory Compliance
2 Research Way
Princeton, NJ 08540
By phone: (609) 651-8222 select option 3
By email: sales@dbcomsys.com