Public Finance Engagement(PFE)
A system that manages all the various aspects of Public Finance dealings.
The Public Finance Engagement (PFE) module by EQube is a system that manages all the various aspects of Public Finance dealings. Using PFE, users can keep track of deals including issuer information, compliance document checklists, financial look-backs, and continuing disclosures in accordance with SEC and FINRA regulatory requirements.
Key Features
Ability to enter and track deal Information such as issuer, project name, par amount, CUSIP details, etc.
Ability to enter deal participants such as analysts, bankers, participants outside the firm, etc.
Ability to track financial information such as revenue, profit, gross fees, commissions, retail orders, etc.
Ability to attach the filing summary documents, enter notes, etc.
Issuer disclosure history
Ability to address SEC15c2-12 continuing disclosure requirements
Five-Year Look-back verification of financials, operating data and non-compliant filings that are filed on EMMA
Track continuing disclosure attestations
And much more.
Contact us.
DbCom - EQube
Financial Technologies | Regulatory Compliance
2 Research Way
Princeton, NJ 08540
By phone: (609) 651-8222 select option 3
By email: sales@dbcomsys.com